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Day 4: Regulation and Compliance

fINTECH FRINGE FESTIVAL 2024

june 13: REG & COMPLIANCE

THU / JUNE 13 / 9:30AM - 12.30PM
Fox Williams, 10 Finsbury Square, London EC2A 1AF

Join us for Day 4 of the Fintech Fringe Festival as we delve into the significant regulatory changes shaping the industry. Discover why investing in regulatory compliance from the outset is crucial. 

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EVENT MC: Ian Horne, EU Head of Content at Money20/20 & Author

Ian Horne is the EU Head of Content at Money20/20, where he curates and creates onstage sessions for trailblazers in payments, banking and fintech. Prior to this he hosted Citywire’s Wealthtech Show podcast, and wrote its weekly wealthtech newsletter.

Ian’s first book, Why DeFi Matters, was published in 2023, and offers a balanced and nuanced insight into the evolution of the DeFi market and its contributions to finance. Outside of finance, Ian has previously interviewed world leading tennis stars and musicians for Live-Tennis.com and Maverick Magazine respectively.

The Evolution of Customer Protection and improving Trust

  • Caroline Wayman will be discussing the evolution of consumer protection within the industry, drawing on her extensive experience at the Financial Ombudsman Service.
  • Highlighting how consumer protection has adapted to the rapid technological changes and what future trends may look like.
  • The critical role of regulation in building and maintaining consumer trust in apps – especially financial ones.
OPENING KEYNOTE: CAROLINE WAYMAN, Head of Conduct Regulation at PA Consulting & FORMER CEO, FINANCIAL OMBUDSMAN SERVICE

Caroline is the Head of Conduct Regulation in PA’s Risk and Regulation practice. Caroline works with leading clients across banking, insurance and asset management bringing to bear her considerable skills and experience to help our clients tackle their biggest conduct issues and to undertake transformational change, putting customers at the heart of their businesses and driving shareholder value.

Prior to joining PA, Caroline led the Financial Ombudsman Service as Chief Executive for nearly seven years. She led significant transformation and modernisation, responding to customer needs and unprecedented challenges during the pandemic. Having overseen the handling of hundreds of thousands of disputes, across the full spectrum of financial services, Caroline brings a unique perspective on customer and conduct issues in financial services in the UK. Before she was CEO, Caroline was Legal Director and Principal Ombudsman at the Financial Ombudsman Service and led the policy and operational response on many high-profile issues, including PPI and before that, Mortgage Endowment mis-selling.

The Failure to Fight Fraud: New customer focused paradigm

Leveraging Open Banking for Unprecedented Growth

  • Discuss the successful proofs of concept in this ecosystem, now a long way away from the PSD2
  • Delve into the broader implications of integrating Open Finance into the UK’s financial ecosystem, and what fintech scale ups should be looking for in this next stage development
  • Is the tech even further ahead than what PSD3 could bring?

Ed Adshead-Grant

NED
AperiData Ltd

Jana Reid

Banks and Industry Strategic Partnerships Lead
TrueLayer

Kat Cloud

Global Open Banking Compliance Principal Director -
Envestnet Yodlee

Huw Davies

Co Founder/ CEO -
OzoneAPI

Building Effective Relationships with the Regulators

  • To understand the strategic approaches to building and maintaining effective relationships with financial regulators.
  • To learn from the experiences of industry leaders who have successfully navigated complex regulatory environments to secure key financial licences.
  • What are the first steps in initiating contact with a regulator when seeking a new licence
  • Strategies for building and maintaining trust with regulatory bodies.

Moderator
Ian Horne

EU Head of Content / Author (UK)
Money20/20

DORA GRANT

CRO
Griffin

Sean Forward

CEO UK
payabl.

Aled Lloyd Owen

Global Policy Director
Onfido

Legal Strategies for a Fintech Scale Up

  • Legal strategies for scale-ups.

  • Legal and compliance context for scale-ups.

  • Understanding the balance of compliance vs agility and growth as you scale.

  • How to do a deal with a big institution.

Chris Hill

Partner
Fox Williams

Approaches to Ai Risk: Is the UK doing enough?

  • Understanding the impact of new regulations on fintech operations
  • Preparing for compliance with the 2024 regulatory updates
  • Strategies for maintaining agility amidst regulatory changes

Alina Timofeeva

Strategic Advisor in Data & Technology

andrei lebed

CEO & Co-Founder
Koodoo

Jim Anning

CDO
ComplyAdvantage

Lord Holmes

of Richmond MBE
"This has definitely got to be one of the go to events of #londontechweek"
Devina PaulCFO, Zumo
"Really superb series of events that we have been delighted to support."
Tom WinstanleyCTO & Head of New Ventures | NTT Data UK&I
"Congratulations Olivia and Calypso Harland for the inaugural year of Fintech Fringe! It was a great event and I look forward to next year."
Ellen LoganPrincipal | Augmentum Fintech
"It was nice to meet so many founders and members of the venture community - it completely undid any of the cynicism I felt towards the fintech venture landscape"
Nick ParminterFounding Partner | Class35
"Calypso Harland you made a difference to this year's London Tech Week - thank you to you and Olivia Minnock. Stellar work!"
Nils ElmarkFuturist & Founder | Incepcion
"I really enjoyed hosting a panel yesterday at Fintech Fringe to talk about Strategic Investing. Thanks to Olivia Minnock and Calypso Harland for hosting an incredible week!"
Emily BerryTax Director | Evelyn Partners
"It has been a packed and inspiring 4 days expertly put together. I've met some amazing companies and their inspirational founders, and listened to powerful speakers. "
Phillip OlgilvieManaging Partner | Applifting
"Thank you for enabling such honest and open dialogue between founders and investors in such a wonderful location. You have created something very special! "
Russell ThomasFounder | Omni Money
"A great range of speakers who provided actionable insights around the theme of scale and growth. Thank you to the organisers and the excellent speakers across the four days. "
Kate Eadie CCO | Insignis Cash