fINTECH FRINGE FESTIVAL 2024
june 13: REG & COMPLIANCE
THU / JUNE 13 / 9:30AM - 12.30PM
Fox Williams, 10 Finsbury Square, London EC2A 1AF
Join us for Day 4 of the Fintech Fringe Festival as we delve into the significant regulatory changes shaping the industry. Discover why investing in regulatory compliance from the outset is crucial.
EVENT MC: Ian Horne, EU Head of Content at Money20/20 & Author
Ian Horne is the EU Head of Content at Money20/20, where he curates and creates onstage sessions for trailblazers in payments, banking and fintech. Prior to this he hosted Citywire’s Wealthtech Show podcast, and wrote its weekly wealthtech newsletter.
Ian’s first book, Why DeFi Matters, was published in 2023, and offers a balanced and nuanced insight into the evolution of the DeFi market and its contributions to finance. Outside of finance, Ian has previously interviewed world leading tennis stars and musicians for Live-Tennis.com and Maverick Magazine respectively.
The Evolution of Customer Protection and improving Trust
- Caroline Wayman will be discussing the evolution of consumer protection within the industry, drawing on her extensive experience at the Financial Ombudsman Service.
- Highlighting how consumer protection has adapted to the rapid technological changes and what future trends may look like.
- The critical role of regulation in building and maintaining consumer trust in apps – especially financial ones.
OPENING KEYNOTE: CAROLINE WAYMAN, Head of Conduct Regulation at PA Consulting & FORMER CEO, FINANCIAL OMBUDSMAN SERVICE
Caroline is the Head of Conduct Regulation in PA’s Risk and Regulation practice. Caroline works with leading clients across banking, insurance and asset management bringing to bear her considerable skills and experience to help our clients tackle their biggest conduct issues and to undertake transformational change, putting customers at the heart of their businesses and driving shareholder value.
Prior to joining PA, Caroline led the Financial Ombudsman Service as Chief Executive for nearly seven years. She led significant transformation and modernisation, responding to customer needs and unprecedented challenges during the pandemic. Having overseen the handling of hundreds of thousands of disputes, across the full spectrum of financial services, Caroline brings a unique perspective on customer and conduct issues in financial services in the UK. Before she was CEO, Caroline was Legal Director and Principal Ombudsman at the Financial Ombudsman Service and led the policy and operational response on many high-profile issues, including PPI and before that, Mortgage Endowment mis-selling.
The Failure to Fight Fraud: New customer focused paradigm
Leveraging Open Banking for Unprecedented Growth
- Discuss the successful proofs of concept in this ecosystem, now a long way away from the PSD2
- Delve into the broader implications of integrating Open Finance into the UK’s financial ecosystem, and what fintech scale ups should be looking for in this next stage development
- Is the tech even further ahead than what PSD3 could bring?
Ed Adshead-Grant
AperiData Ltd
Jana Reid
TrueLayer
Kat Cloud
Envestnet Yodlee
Huw Davies
OzoneAPI
Building Effective Relationships with the Regulators
- To understand the strategic approaches to building and maintaining effective relationships with financial regulators.
- To learn from the experiences of industry leaders who have successfully navigated complex regulatory environments to secure key financial licences.
- What are the first steps in initiating contact with a regulator when seeking a new licence
- Strategies for building and maintaining trust with regulatory bodies.
Moderator
Ian Horne
Money20/20
DORA GRANT
Griffin
Sean Forward
payabl.
Aled Lloyd Owen
Onfido
Legal Strategies for a Fintech Scale Up
Legal strategies for scale-ups.
Legal and compliance context for scale-ups.
Understanding the balance of compliance vs agility and growth as you scale.
How to do a deal with a big institution.
Chris Hill
Fox Williams
Approaches to Ai Risk: Is the UK doing enough?
- Understanding the impact of new regulations on fintech operations
- Preparing for compliance with the 2024 regulatory updates
- Strategies for maintaining agility amidst regulatory changes
Alina Timofeeva
andrei lebed
Koodoo
Jim Anning
ComplyAdvantage